Source:Official SFC recordKey: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 11 November 2015 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 11 November 2015 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 11 November 2015 | |
| Credit Suisse Limited 瑞士信貸有限公司 | RE | 1 | 24 November 2010 | 19 May 2015 |
| Credit Suisse Limited 瑞士信貸有限公司 | RE | 4 | 24 November 2010 | 19 May 2015 |
| Credit Suisse Limited 瑞士信貸有限公司 | RE | 6 | 24 November 2010 | 19 May 2015 |